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If a campaigner fails one of the two exams, he or she is unable to schedule to return the examination again. Need Help? | Check Systems StatusLog In to different FINRA systems
The Series 9 and 10 exams — General Securities Sales Supervisor Qualification Exams (SU) —assess the competence of an entry-level chief to execute their job as a broad securities gross sales supervisor. 7, 2020. Application of NASD Rules to the selling of grouping changeable products.
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